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You are cordially invited to FIG’s DOL Fiduciary Discovery Day in Charlotte, North Carolina.

We would like the opportunity to show you how we can work together in the post-DOL era. We will outline a full onboarding plan for both insurance based producers looking for a Financial Institution to align with as well as for Series 65 licensed Investment Advisors looking to learn more about the benefits of AlphaStar Capital Management.

The DOL Fiduciary Discovery Day will cover:

  • How insurance licensed only producers can thrive in the retirement – IRA marketplace post DOL.
  • How FIG and AlphaStar Capital Management will partner with you to make sure together we are positioned correctly to thrive in the post DOL world.
  • The onboarding, new business, and compliance procedures and expectations
  • How to implement new technology in your practice and how this technology will make doing business easier and more compliant
  • Sales and marketing strategies for a post-DOL era.

Sunday, December 11th – Arrivals

6:00pm  Cocktails, Dinner and Networking
Located in the Kannapolis Ballroom

 

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Monday, December 12th – Meeting

7:00am -  Buffet Breakfast
Located in the Atrium
8:00am –  General Session
Located in Concord H
4:00pm -  *Departures will follow the close of the meeting

  • Bill Cain

  • Ericka Cain

  • Jim Cooper

  • Brian Williams

  • Mike Mullan