FIG Marketing
  • FIG News
    • Events
    • Press
    • Community Relations
  • Product R + D
  • Marketing + Branding
  • Business Development
  • Industry Insights

FIG Marketing

  • FIG News
    • Events
    • Press
    • Community Relations
  • Product R + D
  • Marketing + Branding
  • Business Development
  • Industry Insights
Tag:

compliance

    Compliance Corner
    Business Development

    Compliance Corner

    written by Paul Van Ginhoven

    This is the first of what will be an ongoing blog entry focusing on everyone’s favorite topic: Compliance (ok, insert joke here). First things first, I feel compelled to dispel some of the myths behind what “compliance” is and what the role of compliance will be within our organization.

    I have always found it interesting to see how people react when I say what I do for a living. When I tell people that I’m a Compliance Officer, I generally receive the same few responses of: 1.) “Oh boy, we have to watch what we say around this guy”, or 2.) “You are the guy who controls and rejects everything”, or 3.) “I feel bad for you”, or some combination of all three. I suppose these feelings could be based on past experiences with other Compliance Departments or Regulators, but is likely based on assumptions or folklore.

    Continue Reading
    Compliance Corner was last modified: December 17th, 2018 by Paul Van Ginhoven
    April 24, 2017
    1 LinkedIn Facebook Twitter
  • 1
  • …
  • 4
  • 5
  • 6

FIG Marketing ElevateU Charlotte - June 2022

quinci powered by simon side ad

Keep in touch

Facebook Twitter Instagram Linkedin Youtube

BLUEPRINT SUBSCRIPTION

Enter your email address below to subscribe to this blog and receive notifications of new posts.


Thank you for subscribing!

Suggested just for you

  • What are the Charges Deducted from Indexed Universal Life Policies? [Infographic]
  • 23 Crucial Years & 10 Birthdays That Impact Retirement Income
  • A Look at IUL Fees, Costs, & Illustration Manipulation
  • The 4 R's of Managing a Successful Business
  • PRESS RELEASE: Barnabas Capital Announces Head of Structured Products
  • IUL vs. GUL: Which Makes the Most Sense?
  • 4 Steps to Naming a Financial Services Company
  • The Emergence of the Fixed Index-Linked Annuity (FILA)

retirement inside out side ad

financial independence group GIFT initiative donor-advised fund side ad

Tags

advisor marketing annuities Annuity Annuity Awareness Month branding business consulting Business Development business management business tips Care Planning Case study client communication Client Relations client relationships compliance Digital marketing DOL financial advisors Financial Independence Group fintech fixed index-linked annuity Fixed indexed Annuities infographic Investment and securities IUL life insurance Life Insurance Awareness Month Long term care Long Term Care Insurance LTC LTC Awareness Month marketing strategies marketing tips Press Release prospecting recruiting Retirement sales idea Sales tips social media surge Surge Business Consulting talent solutions Technology website
  • Facebook
  • Twitter
  • Instagram
  • Linkedin
  • Youtube

1-800-527-1155
Our Products Are Strong, But Our Strength Is In Our People.®

Privacy Policy | Terms of Use | Mobile App Privacy Statement

© 2022 Financial Independence Group, LLC. All Rights Reserved.


Back To Top
Subscribe to the FIG Blueprint

Enter your email address below to receive content as soon as it comes out.

Thank you for subscribing!