FIG Marketing
  • Product R + D
  • Marketing + Branding
  • Business Development
  • FIG News
    • Press
    • Community Relations
    • Events
Tag:

compliance

    Business Development

    5 Simple Tips to Operate in Our Regulated Industry

    by Mark Stewart October 13, 2017
    written by Mark Stewart

    It can seem too much. Maybe sometimes you feel like you need a full-time employee to comply to every regulation. The stranglehold can be daunting.

    We get it.

    That grey cloud that glooms over your advising business on occasion doesn’t have to be there. Or, at the very least, it can be less grey, and less gloomy.

    Operating in a heavily regulated environment is no walk in the park. But with the right research, preparation, and strategy—you can operate your business smoothly and successfully. Be sure to use these five actionable tips to continue to build your business in today’s regulatory climate.

    Continue Reading
    October 13, 2017
    0 FacebookTwitterPinterestEmail
  • Business Development

    June 9, 2016 DOL Requirements [Questions & Answers]

    by FIG Marketing June 26, 2017
    by FIG Marketing June 26, 2017

    This month’s Compliance Corner blog entry will focus on frequently asked questions we are receiving considering the June 9, 2017 implementation of DOL’s fiduciary rule, specifically at it relates to PTE 84-24 …

    2 FacebookTwitterPinterestEmail
  • Business Development

    Replacement Model Regulation

    by Paul Van Ginhoven May 30, 2017
    by Paul Van Ginhoven May 30, 2017

    This month’s Compliance Corner blog entry will focus on a topic that regulators are consistently concerned about: replacements of annuity contracts. Replacements, also referred to by some as exchanges or switches, occurs …

    9 FacebookTwitterPinterestEmail
  • 1
  • …
  • 3
  • 4
  • 5

Subscribe To Stay Updated

Sign up to get notified of new posts.


Thank you for subscribing!

  • Facebook
  • Twitter
  • Instagram
  • Linkedin
  • Youtube
  • Spotify
Footer Logo

(800) 527-1155
FIGMarketing.com
Empowering Financial Professionals™

Privacy Policy | Terms of Use | Mobile App Privacy Statement

© 2025 Financial Independence Group, LLC. All Rights Reserved.


Back To Top
FIG Marketing
  • Product R + D
  • Marketing + Branding
  • Business Development
  • FIG News
    • Press
    • Community Relations
    • Events