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DOL

    The DOL Fiduciary Rule is No More…But…
    Business Development

    The DOL Fiduciary Rule is No More…But…

    written by Paul Van Ginhoven

    This month’s Compliance Corner entry will be my last article that discusses the DOL fiduciary rule (applause).

    We’ve all seen or heard the stories over the past week that the 5th Circuit Court of Appeals finally issued a mandate that essentially killed the rule. The court had made the decision back in March to vacate the rule, but the issuance of the mandate was the last step that was needed to put that final nail in the coffin. All appeals have been exhausted and all last-ditch efforts to keep the rule alive have failed.

    The rule is no more.

    What does this mean now? What’s next? Do we just go back to the way things were and act like nothing happened? These are the types questions to really consider.

    Continue Reading
    The DOL Fiduciary Rule is No More…But… was last modified: December 17th, 2018 by Paul Van Ginhoven
    July 11, 2018
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  • Business Development

    Compliance Corner: DOL Fiduciary Rule Update and Industry News

    by Paul Van Ginhoven April 11, 2018

    Some of us have seen the stories and read the news regarding the DOL’s fiduciary rule and the Fifth Circuit Court of Appeals decision to vacate the rule. This result was certainly…

    1 LinkedIn Facebook Twitter
  • Business Development

    Compliance Corner: Remember Your DOL Fiduciary Rule Requirements

    by Paul Van Ginhoven February 13, 2018

    Time to talk (again) about our industry’s favorite topic (not really) … the Department of Labor’s (DOL) fiduciary rule. First, some of you may be thinking that there’s nothing new to talk…

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