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DOL

    Business Development

    5 Simple Tips to Operate in Our Regulated Industry

    by Mark Stewart October 13, 2017
    written by Mark Stewart

    It can seem too much. Maybe sometimes you feel like you need a full-time employee to comply to every regulation. The stranglehold can be daunting.

    We get it.

    That grey cloud that glooms over your advising business on occasion doesn’t have to be there. Or, at the very least, it can be less grey, and less gloomy.

    Operating in a heavily regulated environment is no walk in the park. But with the right research, preparation, and strategy—you can operate your business smoothly and successfully. Be sure to use these five actionable tips to continue to build your business in today’s regulatory climate.

    Continue Reading
    October 13, 2017
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  • Business Development

    June 9, 2016 DOL Requirements [Questions & Answers]

    by FIG Marketing June 26, 2017
    by FIG Marketing June 26, 2017

    This month’s Compliance Corner blog entry will focus on frequently asked questions we are receiving considering the June 9, 2017 implementation of DOL’s fiduciary rule, specifically at it relates to PTE 84-24 …

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  • Business Development

    DOL Creates Life & LTC Opportunities [2016 Information]

    by Shawn Sigler June 5, 2016
    by Shawn Sigler June 5, 2016

    As we continue to dig into the recent DOL ruling and as we continue to provide you with resources to navigate its implications, I wanted to share a few opportunities I see …

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