The Regulation Best Interest, or Reg BI, effective date was June 30, 2020.
As financial professionals and advisors continue to dip their toes in the new compliance-laden waters, the question is still swirling around: What is Reg BI?
![Answers to Your Reg BI Questions [Infographic]](https://www.figmarketing.com/blog/wp-content/uploads/2020/07/RegBI-Infographic-Header-1170x681-1-1170x681.jpg)
-
The FINRA Reg BI checklist is…encompassing to say the least. Taken effect on June 30, 2020, the new FINRA Reg BI standard – along with Form CRS – outline what broker-dealers (BDs)…
-
A lot of financial professionals have the desire to increase their integrated marketing efforts but may feel that they (and their team as a whole) lack the time and resources. Many financial…