The Regulation Best Interest, or Reg BI, effective date was June 30, 2020.
As financial professionals and advisors continue to dip their toes in the new compliance-laden waters, the question is still swirling around: What is Reg BI?
![Answers to Your Reg BI Questions [Infographic]](https://www.figmarketing.com/blog/wp-content/uploads/2020/07/RegBI-Infographic-Header-1170x681-1-1170x681.jpg)
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The FINRA Reg BI checklist is…encompassing to say the least. Taken effect on June 30, 2020, the new FINRA Reg BI standard – along with Form CRS – outline what broker-dealers (BDs)…
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Annuity myths have circulated inside financial (and client) circles for years. From misconceptions about what annuities are or how annuities address client issues, those who explore annuities for retirement planning may have…