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Business Development

    Business Development

    Compliance Corner: DOL Fiduciary Rule Update and Industry News

    by FIG Marketing April 11, 2018
    written by FIG Marketing

    Some of us have seen the stories and read the news regarding the DOL’s fiduciary rule and the Fifth Circuit Court of Appeals decision to vacate the rule.

    This result was certainly a welcome surprise for our industry, but there are things you should know about this ruling: First and foremost, the rule still exists! The ball is currently in the DOL’s court and they can decide to appeal this ruling, or to back away and accept it.

    If the DOL appeals, we’ll have to wait for the next court’s decision. If the DOL decides not to press forward legally, the ruling should stand.

    Continue Reading

    April 11, 2018
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  • Business Development

    Electronic Application Options: Save Time and Money

    by Mark Stewart March 13, 2018
    by Mark Stewart March 13, 2018

    As a financial professional, you’ve heard of drop tickets and e-applications (e-apps). You have received emails encouraging the use of these electronic options and read that using electronic submission methods decreases issue …

    4 FacebookTwitterPinterestEmail
  • Business Development

    Compliance Corner: Remember Your DOL Fiduciary Rule Requirements

    by FIG Marketing February 13, 2018
    by FIG Marketing February 13, 2018

    Time to talk (again) about our industry’s favorite topic (not really) … the Department of Labor’s (DOL) fiduciary rule. First, some of you may be thinking that there’s nothing new to talk …

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